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Continuing Professional Education

Policy Statement: 
Employee or others will take part in a general and industry-specific continuing professional educations (CPE) and professional development program that allows them to satisfy duties assigned and fulfill appropriate CPE requirements of the AICPA and regulatory agencies.

Implementation: The CPA firm will carry out this policy through the following procedures: 

·         Appointing an officer to be liable for setting up the CPA firm requirements and program materials for professional growth. These duties include:

    1. Establishing criteria for employee taking part in professional development programs, and considering requirements of the AICPA, state boards of accountancy, and regulatory agencies in establishing the CPA firm’s CPE requirements.
    2. Keeping applicable written evidence that employee or others have met the professional education requirements of the CPA firm, the AICPA, and other regulatory bodies.
    3. Giving an orientation program and training for new employee to tell them of their professional responsibilities and CPA firm policies.
    4. Making written announcement and programs designed to inform employee of their duties and chances for advancement
    5. Making training courses that focus on general and industry-specific accounting and auditing subject matter, including audits of financial institutions.
  • Appointing to an officer or other suitable individual to keep a professional development program that gives employee in the office professional guidance in subjects that are relevant to their duty
  • Exchange information with employee as to changes in accounting, auditing, and independence, integrity, and objectivity requirements
  • Promoting other professional development activities for employee at each level within the CPA firm, such as participation in external professional development programs
  • Each member of our professional team complies with the AICPA and New York State Board of Accountancy requirements for 150 hours of continuing professional education over three years.

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